![]() “Carlo has been an outstanding leader of the National Exam Program and has made a lasting impact on the SEC by working with his team to comprehensively strengthen the agency’s examination program,” said White in a statement.ĭi Florio was the second high-profile SEC official to announce his departure on Thursday, and the latest in a string of major staffing changes within the agency. ![]() The Financial Services Authority has banned two sole trader mortgage brokers for. He will be replaced by Andrew Bowden, who currently serves as deputy director of the SEC’s Office of Compliance, Inspections and Examinations (OCIE). Andrew David Bowden, trading as Scott Jarrett Bowden and Partners. Securities and Exchange Commission’s national examination program is leaving the agency, in what marks the latest major personnel change since Mary Jo White took over as head of the SEC last month, the SEC said Thursday.Ĭarlo di Florio, who was hired more than three years ago to help revamp the agency’s examinations program in the wake of the Bernard Madoff scandal, is leaving to lead a new risk and strategy division at the Financial Industry Regulatory Authority, the Wall Street industry-funded brokerage watchdog. WASHINGTON, May 2 (Reuters) - The head of the U.S. Bowden We really lit your fuse with our Profit Prophet series for 1994.
0 Comments
Leave a Reply. |